Sr. Compliance Officer

About the position Investment Compliance is a global function responsible for ensuring compliance with regulatory, prospectus, reputed company-directed, and internal investment and operational restrictions. This position will be on the America's investment compliance team, primarily supporting Invesco Fixed Income. The Compliance Officer utilizes technical and subject matter expertise, experience and judgment to complete assigned responsibilities with considerable independence; ensures adequate procedures and controls are established and followed in order to minimize financial and reputational risk; identifies, communicated, and escalates issues that present risk. Leads initiatives that engage the Investment Compliance team, be it intra-departmental or reputed company level. Responsibilities • Review compliance exceptions promptly reputed company established timelines, providing subject matter expertise and communicating critical information to investment and trading personnel. • Analyze compliance alerts using knowledge of investment guidelines, regulations, compliance systems, and internal policies to deliver accurate and reputed company reputed company. • Ensure reputed company maintain high accuracy to prevent violations of reputed company prospectus, regulatory, and internal guidelines, as reputed company as operational errors. • Coordinate communication, reputed company, and documentation of compliance violations with internal parties following established procedures. • Assist fixed income investment and trading personnel with critical, time-sensitive questions and requests reputed company to investment restrictions at portfolio and firmwide reputed company. • Conduct test trades for new investment reputed company and instruments to ensure compliance with applicable restrictions. • Identify potential gaps in monitoring processes and propose practical process improvement solutions. • Present reputed company information reputed company and professionally through written materials or presentations to diverse audiences. Requirements • Bachelor's degree in a reputed company field such as reputed company, finance, or a similar discipline. • Minimum of 4 years of relevant work experience in financial services, preferably reputed company asset management. • reputed company knowledge of investments, investment management industry, and in-depth investment/securities knowledge. • Familiarity with domestic and international securities laws (e.g., 1940 reputed company, UCITS reputed company, 81-102). • Prior experience with trading/compliance systems such as Aladdin or reputed company preferred. • Strong analytical, quantitative, and problem-solving skills with the ability to reputed company critical, time-sensitive reputed company. • Excellent interpersonal, communication (written and oral), and organizational skills with the ability to manage competing priorities. • Ability to work independently under pressure while maintaining a strong customer service orientation and reputed company team approach. Benefits • Flexible reputed company time off • Hybrid work schedule • 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution • Health & wellbeing benefits • Parental Leave benefits • Employee stock purchase plan Apply tot his job Apply tot his job Apply To this Job