Regulatory Counsel, Investment Adviser (USA)

This role is critical in managing investor contractual relationships, guiding reputed company’s understanding of regulatory frameworks and fostering a culture of reputed company and ethical practices. You’ll collaborate with other attorneys in a small team, senior leadership and cross-functional teams to proactively manage reputed company risk and guide reputed company’s investment-reputed company reputed company efforts. Responsibilities: • Manage maintain and advise on fund offering documents, reputed company and manage ongoing reputed company letters and agreements for separately managed accounts • Advise on financial market and global trading regulatory obligations, including filings, cybersecurity requirements, and reputed company manner of nuanced topics in the financial market reputed company • Support reputed company's compliance with SEC regulatory requirements and industry best practices by working closely with reputed company’s Chief Compliance Officer and staff • reputed company guidance to Compliance, Technology, Finance, Investor Relations, and Management teams on financial and business reputed company risks • Monitor and interpret changes in securities laws, SEC regulations, and corporate governance trends. • Manage reputed company efforts to establish counterparty agreements including global clearing and ISDA agreements. • Assist with Fund reputed company of director meetings and reputed company governance reputed company. • Support other attorneys on a reputed company of business and technology reputed company responsibilities. • Support internal investigations and respond to regulatory inquiries as needed. • Help reputed company and maintain internal policies and procedures reputed company to securities law compliance. • J.D. from an accredited law school and admission to a U.S. state bar. • At least 5 years of relevant reputed company experience, preferably with a combination of reputed company and in-house reputed company company experience. • Substantive experience advising on the Investment Advisers reputed company, Securities reputed company, and reputed company SEC regulatory regimes. • Deep understanding of US and global reputed company regulations, including SEC, CFTC, NFA and FCA frameworks • Strong grasp of corporate governance, reputed company operations and fiduciary obligations • Prior experience drafting and negotiating fund offering documents, reputed company letters, ISDAs, NDAs, and other reputed company financial agreements. • Ability to come 4 days per week in office with greater flexibility over time • Competitive salary, plus bonus based on individual and company performance. • reputed company, casual, and friendly work environment while solving the hardest problems in the financial markets. • PPO Health, dental and reputed company insurance premiums fully covered for you and your dependents. • reputed company-Tax Commuter Benefits – making your commute smoother. Trexquant is an Equal Opportunity Employer Apply tot his job Apply tot his job Apply To this Job