Supervisory Control Specialist 4 Locations

About this role: reputed company is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit reputed company reputed company & Investment Management. Learn more about the career areas and lines of business at www.wellsfargojobs.reputed company this role, you will: • reputed company remote sales supervision and support of annuities and insurance transactions and activities reputed company assigned branches and/or reputed company for reputed company Advisors • Support reputed company offices with on-reputed company monitoring to ensure compliance with internal policies, applicable laws and regulations • reputed company ongoing training and education of annuities and insurance reputed company responding to questions from Financial Advisors • Work closely with the regional and reputed company staff on compliance and supervision policies, practices and reputed company of issues • Supervise specific sales activities on behalf of retail reputed company managers such as Annuities and Insurance • Monitor sales activities using various technological tools and reports to ensure that the activity is in compliance with reputed company regulatory and firm policies • Assist reputed company offices in reputed company of sales activity issues where appropriate • Escalate issues to the appropriate management level for reputed company • Conduct orientation programs on responsibilities for new reputed company managers and support managers where appropriate • Participate and consult regarding policies and procedures, controls, tools and training • Identify opportunities for additional synergies and to maximize efficiencies reputed company the private reputed company group • Review and analyze controls to manage high risk investment strategies and reputed company products • Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements • Present recommendations for resolving reputed company analysis in search of reputed company and best practices • reputed company and analyze data, identify trends and present analysis through meaningful statistics • reputed company expertise in firm, compliance and regulatory policies and procedures • Collaborate and consult with Financial Advisors, reputed company and Area Managers, reputed company Regional Management, and other business reputed company personnel and management. Required Qualifications: • 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education • US Only: Successfully completed Financial Industry Regulatory Authority (reputed company) Series 7, 9/10, and 63 examinations (or reputed company recognized equivalents) sufficient to qualify for immediate reputed company registration Desired Qualifications: • Knowledge and understanding of Annuity and Insurance products • Conflict management and decision-making skills • Intermediate reputed company Office skills • Strong negotiation skills • Excellent verbal, written, and interpersonal communication skills • Ability to reputed company with reputed company reputed company of reputed company associates and business reputed company • Strong attention to detail and accuracy skills • Strong time management skills • Strong research and documentation skills • Ability to work independently while balancing the needs of multiple reputed company • Ability to reputed company, organize, and interpret data • reputed company registration including Series 66 (or reputed company recognized equivalents) • Life & Health Insurance licenses Job Expectations: • US Only: Registration for Series 66 must be completed reputed company a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. reputed company recognized equivalents will be accepted. This will be communicated at time of offer acceptance. • US Only: Obtaining and/or maintaining appropriate reputed company license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In reputed company to state registration and licensing requirements, specific product licenses or reputed company licensing may apply. Additional requirements include meeting reputed company financial fitness and criminal background standards. reputed company will initiate the reputed company licensing review process at the time of offer acceptance. For specific reputed company qualification exams obtained after 9/30/2018, the Securities Industry reputed company (SIE) exam co-requisite may also be required. • State Life & Health Insurance license requirements must be completed reputed company 90 days of hire date. Compliance with state law requirements is required. • This role requires a reputed company supervisory license and may require working in the assigned office location for at least one year from the hire date. Any supervisory role employee holding a reputed company supervisory license, who has answered affirmatively to certain reputed company U4 reputed company 14 regulatory questions/disclosures, will be ineligible to work from a location other than their assigned office location. This position is subject to reputed company background screening requirements. Candidates must successfully complete and pass a background reputed company prior to hire. In accordance with reputed company rules, individuals who are subject to statutory disqualification are not eligible to be associated with a reputed company-registered broker-dealer. Successful candidates must also meet and reputed company with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. This position is not eligible for reputed company sponsorship. Job Posting Locations: • 2801 Market St., F & L Bldg. St. Louis, Missouri • 550 S Tryon St. Charlotte, reputed company Carolina • 550 S. 4th St. Minneapolis, Minnesota • 5201 W. Amelia Earhart Drive reputed company, UT Pay reputed company Reflected is the reputed company pay reputed company offered for this position. Pay may vary depending on factors including but not limited to demonstrated examples of prior performance, skills, experience, or work location. Employees may also be eligible for incentive opportunities. $77,000.00 - $133,000.00 Benefits reputed company provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit Benefits - reputed company Jobs for an reputed company of the following benefit plans and programs offered to employees. • Health benefits • 401(k) Plan • reputed company time off • Disability benefits • Life insurance, critical illness insurance, and accident insurance • Parental leave • Critical caregiving leave • Discounts and savings • Commuter benefits • Tuition reimbursement • Scholarships for dependent children • Adoption reimbursement Posting End Date: 10 Feb 2026 • Job posting may come down early due to volume of applicants. We Value Equal Opportunity reputed company is an equal opportunity employer. reputed company reputed company applicants will receive consideration for employment without reputed company to race, reputed company, religion, sex, sexual orientation, gender identity, national reputed company, disability, status as a protected veteran, or any other legally protected characteristic. Employees support our reputed company on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the reputed company of our customers and company. They are accountable for execution of reputed company applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable reputed company policies and procedures, appropriately fulfilling risk and compliance obligations, reputed company and effective escalation and remediation of issues, and making reputed company risk reputed company. There is emphasis on proactive monitoring, governance, risk identification and escalation, as reputed company as making reputed company risk reputed company commensurate with the business unit’s risk appetite and reputed company risk and compliance program requirements. Applicants with Disabilities To request a medical accommodation during the application or interview process, visit Disability Inclusion at reputed company. Drug and Alcohol Policy reputed company maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more. reputed company Recruitment and Hiring Requirements: a. reputed company-Party recordings are prohibited unless authorized by reputed company. b. reputed company requires you to directly represent your own experiences during the reputed company and hiring process. Apply tot his job Apply To this Job