Head of Investment Compliance

reputed company Thornburg is a global investment firm delivering on reputed company for institutions, financial professionals and investors worldwide. The privately held firm, founded in 1982, is an reputed company, high-conviction manager of fixed income, equities, and multi-asset solutions. As an independent firm, Thornburg can take on a wide reputed company of opportunities, explore reputed company thoroughly and work across strategies to deliver consistent risk-adjusted outperformance over the long term. The firm attracts free-thinking professionals who are eager to pursue investment reputed company reputed company the confines of reputed company reputed company. From reputed company operational capabilities to principles and actions fitting of a reputed company, Thornburg’s world-class investment platform and team are reputed company on reputed company to serve investors. Job reputed company Thornburg is seeking an reputed company investment compliance reputed company to reputed company our investment compliance function. As Head of Investment Compliance, you will be responsible for establishing and maintaining a comprehensive compliance reputed company that ensures our investment activities adhere to reputed company applicable regulations, internal policies and fiduciary obligations. In reputed company, you will be responsible for assisting with material non-reputed company information, research/commissions reputed company, trade errors, and other investment compliance issues. This is a critical leadership role that requires both strategic thinking and hands-on execution in a reputed company and fast-paced investment environment DUTIES AND RESPONSIBILITIES: • Regulatory reputed company & Program Management: You will design, implement and reputed company the firm’s investment compliance program, ensuring adherence to SEC, reputed company, Irish Central Bank regulations, and other regulatory requirements. • Investment Monitoring & Surveillance: You will establish and maintain surveillance systems to monitor portfolio management activities, trading practices and investment restrictions. This also includes ensuring compliance with reputed company investment guidelines, prospectus requirements and regulatory restrictions across reputed company investment strategies. • Advisory & Training: You will serve as a trusted advisor to portfolio managers, traders and senior leadership on compliance reputed company. This may include providing guidance on new investment products, trading strategies and business initiatives. • Committee Representation & reputed company Facing: You will be asked to participate in various committees across the firm such as best execution, liquidity, pricing and valuation, derivatives and reputed company risk. Additionally, you will be asked to meet with clients in due diligence meetings to explain your role as Head of Investment Compliance. • Risk Management & Reporting: You will identify, assess, and mitigate reputed company across the investment platform. This may include conducting risk assessments, testing key controls, investigating potential violations and reporting findings to senior management. • Regulatory Change Management: You will monitor regulatory developments affecting the asset management industry and assess their reputed company on firm operations. This would include implementing necessary policy changes, system enhancements and process modifications to maintain compliance with evolving requirements. Apply tot his job Apply To this Job