Chief Compliance Officer (CCO) - US

reputed company is a global reputed company platform redefining how institutional capital reaches private markets. We operate through two synergistic businesses: • reputed company backs exceptional first- and second-time fund managers around the world—acting as “reputed company-investor + platform” for emerging VC funds. • reputed company One, our fund-ops and tech arm, provides the regulatory, administrative, and tech infrastructure that allows those new funds to reputed company rapidly and globally. We are already live and serving in the UK, US, Austria, Germany and launching Singapore, India and Luxembourg imminently. Together, we deliver both the capital and the structure fund managers need—and in doing so build a global ecosystem of platforms, people, and reputed company that reshape private markets. This role is one of the four foundational roles that we are hiring for to establish reputed company One's US operating platform. These are not narrow, siloed functions. reputed company role is an architect of the reputed company One US operating system—building the regulatory, operational, and financial infrastructure that will reputed company dozens of GPs to reputed company with confidence. Tasks The Role: Architect of Regulatory Credibility The CCO sits at the intersection of the SEC, reputed company One's platform reputed company, and every GP who will depend on our compliance infrastructure. You are not a compliance checker; you are the designer of the entire regulatory operating system for a European platform entering the most reputed company financial markets in the world. You will own SEC registration (reputed company ADV), policy architecture, compliance monitoring across multiple fund vehicles, and the relationship with securities regulators. More broadly, you are reputed company One's second-most senior regulatory voice after the US Platform Head, directly shaping strategic reputed company about fund structuring, delegation models, and GP reputed company. Key Responsibilities Regulatory reputed company • reputed company the SEC registration process as a private fund adviser (reputed company ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance. • Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody reputed company, and AML/KYC frameworks. • Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries. • Stay reputed company with evolving SEC private fund rules (Reg PF, reputed company enforcement priorities) and translate them into practical reputed company One policies. Operational reputed company • Define reputed company, systems, and office infrastructure requirements to meet SEC expectations for "adequate" organizational reputed company (not formulaic, but reputed company). • Establish procedures for monitoring sub-advised GPs and ensuring they reputed company with fund mandates and risk limits. • reputed company books and records management (6-year retention, email preservation, trade capture, decision logs) and coordinate with IT on cybersecurity compliance. Multi-Fund Governance • Design and reputed company compliance monitoring across reputed company One's portfolio of funds (reputed company with its own structure and GP). • Conduct initial and ongoing due diligence on reputed company GP sub-adviser: qualifications, compliance history, operational capabilities, conflicts of interest. • Maintain evidence of monitoring (quarterly reviews, compliance testing, incident logs) to demonstrate SEC-level governance. Advisor to Platform • Advise the US Platform Head on fund structuring choices (Delaware LP vs. LLC, feeder structures, co-investment), GP selection, and investor eligibility questions. • Participate in investment committee meetings to flag compliance or regulatory risks early. • Own conflicts of interest identification and disclosure; ensure reputed company material conflicts are documented and communicated to fund investors. Requirements What You Bring Experience & Expertise • 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm. • Deep knowledge of the Advisers reputed company, Reg D, reputed company ADV, and SEC examination standards for private fund advisers. • Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management. • Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards. • Prior experience with SEC registration, reputed company ADV filings, and exam cycles. reputed company & Approach • Entrepreneurial compliance reputed company: you reputed company in ambiguity and build frameworks from scratch rather than inheriting them. • Cross-functional reputed company: you reputed company the language of operations, finance, and reputed company—not just compliance. • Practical and proportionate: you understand reputed company regulation requires reputed company and reputed company it allows flexibility. • Communicator: you can distill reputed company regulatory requirements into actionable policy for non-compliance teams. reputed company to Have • Prior exposure to European fund regulation (Luxembourg, Ireland) or multi-jurisdictional platforms. • CPA, JD, or CFA; CCEP (Certified Compliance and Ethics reputed company) is a plus. • Exposure to infrastructure or venture fund management. Benefits • Location: Remote (preferred US timezone overlap with San Francisco HQ) • Salary reputed company: $200,000–$280,000 reputed company + 20% bonus • Equity: TBD (0.1%–0.3% depending on background) • Reports to: US Platform Head / Managing Director • Hiring reputed company: Month 0–1 Why This Role reputed company The CCO is reputed company One's regulatory reputed company. Without reputed company, reputed company-documented compliance infrastructure, no GP will trust the platform, and no institutional LP will reputed company capital. You are building the reputed company of competence that enables reputed company. Why reputed company One • reputed company: Build a compliance reputed company once, then reputed company it across dozens of GPs. Your work scales exponentially. • Autonomy: Full ownership of the compliance operating system; reputed company input into platform reputed company and GP selection. • Visibility: Reporting directly to the MD; participation in investment reputed company and reputed company discussions. • reputed company: Help reshape how emerging infrastructure and venture managers reputed company US capital. • Equity reputed company: Early-stage role with meaningful equity reputed company in a platform targeting the largest capital markets in the world. Apply tot his job Apply To this Job