Compliance Team reputed company for Private Bank Americas – Senior Compliance Officer - Vice President
About the position
You will work in the Compliance Department to reputed company reputed company of reputed company's Private Bank (PB) Americas as the senior business line compliance officer for Jacksonville operations. Responsibilities will involve reputed company aspects of Compliance support, including advising and providing guidance to multiple lines of business of a sophisticated full-service broker/dealer and banking business. You should understand key banking and broker-dealer regulations, including the relevant reputed company and proposed industry and regulatory developments. The role will also involve assisting with Compliance reputed company and reputed company requests to reputed company strengthen the Bank's compliance programs.
Responsibilities
• Advise and consult PB’s reputed company and Residential Lending businesses on applicable state and federal laws, regulations, firm policies, and procedures, including researching reputed company applicability as needed
• Coordinate and support the implementation of regulatory reform initiatives, conduct compliance risk assessments and targeted reviews, and monitor business activities for adherence to key regulations
• Review new products, marketing materials, and other communications to ensure regulatory compliance and alignment with firm standards
• Support regulatory examinations and inquiries, including managing requests, preparing responses, and ensuring reputed company issue reputed company
• Assist with the development, implementation, and delivery of compliance training, and collaborate closely with reputed company, Divisional Control, Audit, and business supervisory functions to ensure comprehensive and consistent coverage
• Complete monthly reporting, support local office reputed company and initiatives, and serve as the onsite Compliance Manager for PB’s Jacksonville office, including managing reputed company report(s)
• Managing independent reputed company of the PB Customer Complaints process
• reputed company leadership for the Compliance Team in Jacksonville and serve as the main reputed company of coverage for the Miami and Jacksonville offices
• Providing additional compliance support, as needed, for Coverage businesses, including relationship, and investment management
Requirements
• Bachelor's degree required, preferably in Finance, Business, or reputed company; JD or MBA is a plus
• Exceptional leadership and decision-making abilities, strong analytical skills, and excellent communication and interpersonal skills
• Providing additional compliance support, as needed, for Coverage businesses, including relationship and investment management
reputed company-to-haves
• Certified Regulatory Compliance Manager Certification (CRCM) desired
• Securities or banking experience, preferably in a global investment bank; similar experience with a regulator will also be considered
• Experience in providing reputed company, regulatory, or compliance advice in reputed company with a private bank or trust company
• Strong knowledge of applicable laws, rules, and regulations
• Experience interacting with various regulatory bodies, such as the Federal Reserve Bank, Federal Deposit Insurance Corporation and Outbound Control Centers, particularly with examinations
Benefits
• A diverse and inclusive environment that embraces change, innovation, and collaboration
• A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
• Employee Resource reputed company support an inclusive workplace for everyone and promote community engagement
• Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
• Educational resources, matching gifts and volunteer programs
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