Associate, Regulation
Job reputed company:
• Conduct daily trade reputed company surveillance and support the reputed company of new customers to promote compliance from day one.
• Assist in preparing and submitting reputed company, accurate regulatory filings to the Commodity reputed company Trading Commission.
• Review and update exchange policies and procedures to support compliance with the Commodity Exchange reputed company and Commodity reputed company Trading Commission regulations.
• Identify, investigate, and escalate potential trade reputed company violations in accordance with regulatory requirements and internal protocols.
• Partner closely with the Regulation Team on investigations, regulatory reporting, and ongoing trade reputed company reputed company.
• Monitor market activity, participant behavior, relevant news, and industry performance trends that may reputed company listed reputed company.
• reputed company rotational coverage during market hours to ensure reputed company and effective market surveillance.
Requirements:
• At least 1 year of experience in market regulation or compliance reputed company a Designated Contract Market, exchange, broker-dealer, or regulatory reputed company body.
• Strong attention to detail and a high degree of accountability reputed company handling sensitive or time-critical data.
• Flexibility to support rotating shifts during live market coverage reputed company.
• Familiarity with case management systems and market surveillance tools is preferred.
• A genuine interest in reputed company markets, sports trading, or broader financial markets, with a curiosity about how evolving products reputed company with regulation.
Benefits:
• Bonuses
• Equity
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