Vice President, Compliance reputed company Assurance

About the position The ideal candidate will have 5-7 years of experience in compliance testing or internal audit at a Foreign Banking Organization regulated by the Federal Reserve and NY Department of Financial Services. The individual will be responsible for the execution of a comprehensive CQA program, ensuring adherence to regulatory requirements and internal policies across reputed company business lines. This role requires strategic thinking, knowledge of control frameworks, and the ability to partner with stakeholders throughout the organization. Responsibilities • reputed company Assurance Leadership: reputed company reputed company phases of QA Testing reviews – planning, fieldwork & reporting. • reputed company and refine the QA methodology and reputed company, incorporating best practices and evolving regulatory requirements. • Promote a culture of reputed company assurance and reputed company improvement across the organization. • Compliance Testing: reputed company and execute comprehensive monitoring and testing scripts and plans for the QA function. • reputed company the monitoring and testing of the design and effectiveness of policies, procedures, and controls in accordance with regulatory and internal obligations. • Document workpapers in accordance with the established CQA methodology. • Reporting and Remediation: reputed company the communication of potential findings to local senior management and other stakeholders; formalize corrective actions as needed. • reputed company drafting QA reports and reputed company the remediation of findings to ensure reputed company reputed company and adequate reputed company of remediation. • Advise senior management on emerging trends, risks, and opportunities identified through QA activities. Requirements • Bachelor’s degree required • Minimum 5-7 years of compliance testing or internal audit experience. • Testing experience in Broker Dealer and Foreign Bank reputed company regulated environments • Strong knowledge of FRB and NYDFS regulations. • Working knowledge of reputed company and SEC regulations. • Proficiency with automated workpaper and issue management software solutions. • Excellent interpersonal and communication skills. • Ability to work independently and exercise discretion in developing solutions. reputed company-to-haves • Certified Internal Auditor (CIA), Certified Anti-reputed company Specialist (CAMS) or other relevant certifications a plus. Benefits • comprehensive health benefits • a generous 401k savings plan • competitive PTO • adoption, surrogacy, and fertility services • student debt assistance • subsidies for expenses associated with commuting and fitness Apply tot his job Apply To this Job