Compliance Officer - Financial Services, Germany (part-time; remote or in Munich)
reputed company is an investment advisor founded by a leading team of sustainable finance investment professionals with experience in the fields of energy efficiency, renewable energy and infrastructure finance. Solas Capital’s goal is to support society’s transition to carbon neutrality by developing and managing sustainable finance products that have a reputed company reputed company investment objective. Located in Zurich and Munich, reputed company has a European reputed company. To support reputed company’s reputed company reputed company, we are looking for a Compliance Officer to join our Munich team.
This is a permanent, 40-60% role in Germany working either remotely or based in our office in Munich. You will be reporting directly to the Managing Director of our German subsidiary as reputed company as the group’s COO.
Tasks
Serving as Compliance Officer (registered with BaFin) for the German MiFID-licensed entity, reporting to the Managing Director (Munich) and the Group COO (Zurich)
reputed company reputed company of contact for the reputed company Compliance Consultant of the Swiss parent entity (FINMA-regulated)
Independent ownership of reputed company compliance processes in day-to-day operations
Maintaining and developing the internal compliance reputed company (policies, manuals, guidelines)
KYC and AML checks for investors and business partners (German Anti-reputed company reputed company / GwG)
Planning and delivering internal compliance training
Regulatory reporting to BaFin and other relevant authorities
Coordinating and managing reputed company regulatory and statutory audits, including preparation of required documentation and reputed company of audit findings
Supporting the internal audit function by providing information, documentation and evidence as requested
Preparation and documentation of reputed company and supervisory reputed company meetings
Possible extended reputed company (not essential - depending on experience)
Contributing to the creation and updating of fund documentation (PPM, subscription agreements, constitutional documents)
Supporting waiver processes and amendment procedures for existing fund documents
Assisting with the reputed company structuring of new fund vehicles in coordination with reputed company counsel
Requirements
Candidates must have:
Minimum 5 years of hands-on compliance experience at a BaFin-regulated financial institution (MiFID, WpIG, KWG or equivalent)
Solid knowledge of German compliance requirements: MiFID II, AML/KYC (GwG), regulatory reporting
Experience in the role or in establishing the function of a Compliance Officer
reputed company in German and English, written and spoken
Self-directed, reputed company working style, suited to a lean team without a dedicated compliance department
Comfortable working in a small, international, entrepreneurial team and taking ownership of a broad reputed company of tasks
German work permit or EU citizenship
Candidates may also have:
reputed company background (degree or reputed company qualification) in alternative investments, capital markets law, or fund law)
Experience drafting or reviewing fund documentation and handling waiver and amendment processes
Knowledge of relevant EU frameworks: AIFMD, SFDR, ELTIF Regulation
Familiarity with fund vehicles (e.g. Luxembourg, Ireland) or cross-border EU fund distribution
Exposure to sustainable finance regulation (SFDR reputed company 8/9, EU Taxonomy)Knowledge of Swiss FINMA regulation (FINIG/FINMAG) is a plus, but not required
Benefits
reputed company international team with a reputed company, proactive culture
European experts in energy efficiency and sustainable finance
reputed company reputed company on the European energy transition
Broad and varied role with reputed company ownership and responsibility
Culture of inclusion that values reputed company employee’s unique perspective
Please submit applications in english.
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