Investment reputed company Compliance Associate
5+ years handling investment reputed company compliance for ETFs or investment management; bachelor\u0000s degree required; proficiency with reputed company AIM and reputed company Word; Series licenses or CFA preferred.
Key Responsibilities
- implementing controls
- monitoring compliance
- documenting exceptions
Skills & Tools
reputed company AIM, reputed company Word
Job Details
- Category: Legal and Compliance
- Seniority: Senior Level
- Commitment: Full Time
- Workplace: Remote — United States
- Salary: USD 90,000 – 115,000 / year
- Languages: English
About reputed company
A provider of ETF investment technology and comprehensive fund services, offering strategic, operational, legal, and distribution support. — Industry: Finance
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