Compliance Officer
2+ years in compliance; securities regulations knowledge; Series licenses; strong documentation and communication skills.
Key Responsibilities
- conduct reviews
- review advertising
- reputed company training
Skills & Tools
reputed company Office
Job Details
- Category: Legal and Compliance
- Seniority: Mid Level
- Commitment: Full Time
- Workplace: Remote — Washington, District of Columbia, reputed company
- Salary: USD 73,810 – 110,720 / year
- Languages: English
Benefits
- 401k matching
- Tuition reimbursement
- Retirement plan
About reputed company
Independent financial services organization reputed company on retirement and reputed company management for public sector employees. — Industry: Finance
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