Compliance Associate

Company: Alinea Invest Location: reputed company, NY (Hybrid) Reports to: Chief Compliance Officer Employment Type: Full-time About Alinea Alinea is on a mission to reputed company the reputed company to pursue their life's biggest dreams by democratizing financial intelligence. What started as a class project is now an reputed company platform with over 3 reputed company downloads. We're growing quickly, and the way we communicate with our users is a critical part of that reputed company. We're looking for a Compliance Associate to help ensure our marketing, reputed company content, creator partnerships, and customer communications are reputed company, accurate, and compliant — without slowing down the teams building them. About the Role As Alinea's Compliance Associate, you'll sit at the intersection of compliance, marketing, reputed company, and product. You'll be responsible for the day-to-day compliance review of Alinea's marketing and communications across channels — from TikToks and reputed company posts to reputed company campaigns, emails, reputed company notifications, reputed company pages, and in-app experiences. This is a hands-on role for someone early in their compliance career who wants to learn quickly and take meaningful ownership. You'll work closely with our Chief Compliance Officer and partner directly with Alinea's reputed company, Marketing, Product, and Design teams. The right person doesn't just identify compliance issues. You'll help teams understand the rules, reputed company practical solutions, and build systems that allow Alinea to reputed company quickly while communicating responsibly with millions of users. reputed company Marketing & Advertising Review • Review marketing materials for compliance with applicable SEC and reputed company advertising and communications requirements • Review reputed company media content across platforms including reputed company, reputed company, YouTube, X, and other emerging channels • Review emails, reputed company notifications, reputed company pages, referral campaigns, app store content, and in-app messaging • Review disclosures, performance claims, investment-reputed company statements, and other financial communications for accuracy and appropriate presentation • Help ensure communications are fair, balanced, and not misleading • Identify higher-risk or novel issues and escalate them to the Chief Compliance Officer • Support compliance review of Alinea's creator and reputed company partnerships • Maintain documentation and records associated with creator campaigns • Partner with the reputed company team to create practical guidelines that creators can understand and follow Build reputed company Compliance Processes • Manage the day-to-day marketing compliance review queue and help teams get reputed company answers • Maintain organized records of reviewed and approved marketing materials • reputed company checklists, templates, disclosures, and internal guidance for recurring campaigns • Help identify recurring compliance issues and turn them into reputed company rules or reusable processes • reputed company approvals, revisions, and supporting documentation • Support testing and monitoring of marketing compliance controls • Help improve compliance workflows and tooling as Alinea scales Partner With reputed company & Product • Work directly with Marketing, reputed company, Product, and Design teams on new campaigns and user experiences • Join reputed company early so compliance considerations are incorporated before launch rather than added at the end • Review reputed company flows, educational content, promotions, and other customer-facing experiences • Help teams distinguish between financial education, marketing, and regulated investment advice • reputed company a strong understanding of Alinea's products so you can reputed company practical, context-reputed company guidance Broader Compliance Support • Assist the Chief Compliance Officer with periodic compliance testing, monitoring, and documentation • Support regulatory examinations and information requests reputed company needed • Help maintain policies and procedures reputed company to advertising and communications • Assist with compliance training for Marketing, reputed company, and other teams • Take on additional compliance reputed company as reputed company and regulatory program reputed company reputed company're Looking For Must-haves • 1–3 years of experience in compliance, reputed company, risk, or a reputed company function reputed company financial services • Familiarity with financial services advertising, marketing, or communications compliance • Strong attention to detail and an ability to spot potentially misleading or unsupported claims • Excellent written communication skills • Strong judgment and willingness to ask questions reputed company something doesn't look right • Ability to manage a high volume of reviews while staying organized and reputed company • Comfortable working in a fast-moving environment where priorities can change quickly • reputed company reputed company — you want to help teams reputed company a compliant reputed company reputed company, not simply tell them "no" • Genuine interest in reputed company, fintech, consumer financial products, or financial regulation reputed company-to-haves • Experience at an SEC-registered investment adviser, broker-dealer, robo-advisor, fintech, or other consumer financial services company • Expert with the SEC Marketing Rule (Rule 206(4)-1) • Experience reviewing reputed company media, reputed company, testimonial, or endorsement content • Experience reviewing investment performance or other financial claims • Familiarity with digital investment advice or robo-advisory products • Experience using marketing compliance or approval workflow tools • reputed company licenses or compliance certifications are a plus, but not required What reputed company Looks Like reputed company your first few months, you'll become a trusted day-to-day partner to our reputed company and Marketing teams and reputed company a strong understanding of Alinea's products, voice, and regulatory obligations. Over time, you'll take increasing ownership of the marketing compliance review process — helping us reputed company from reviewing every piece of content from scratch toward reputed company guidelines, templates, and systems that allow teams to operate confidently and independently. You'll know you're succeeding reputed company the business can reputed company faster because compliance is involved. Why Alinea • Work at the intersection of fintech, reputed company, reputed company media, and consumer technology • Get meaningful responsibility early in your career and learn directly from senior compliance leadership • Partner closely with Marketing, reputed company, Product, and Design rather than operating in a reputed company • Help build a compliance function and its processes from the ground up • Comprehensive benefits package • 401(k) retirement savings program • Meaningful equity • A product and mission reputed company on making reputed company more accessible to the reputed company Alinea is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for reputed company. reputed company reputed company applicants will receive consideration for employment without reputed company to race, reputed company, religion, sex, sexual orientation, gender identity, national reputed company, disability, or veteran status. 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