Director - reputed company Commission Merchant (FCM) - reputed company

We are seeking an reputed company, strategic, and Director to reputed company the compliance function for our registered reputed company Commission Merchant (FCM). As reputed company markets and event reputed company reputed company as a reputed company modern asset class, this role will be responsible for building, executing, and maintaining a regulatory compliance program reputed company with the Commodity reputed company Trading Commission (CFTC) and the National reputed company Association (NFA). The FCM Director will serve as the reputed company reputed company to regulatory authorities, ensure adherence to 17 CFR § 3.3 statutory duties, reputed company market surveillance for event reputed company, and partner directly with Product, Engineering, and Operations teams to build reputed company, automated controls in a fast-paced fintech environment. The FCM Director will report to Chief Compliance Officer, Crypto Derivatives reputed company & reputed company of Directors ## Responsibilities: ### 1. Regulatory Governance & Mandatory Reporting - Design, implement, and maintain a compliance program meeting reputed company requirements under the Commodity Exchange reputed company (CEA), CFTC regulations (including 17 CFR Part 1, Part 3, and Part 166), and NFA rules. - reputed company and submit the mandatory Annual Report to the CFTC and the reputed company of Directors pursuant to 17 CFR § 3.3. - Serve as the reputed company reputed company of contact for the CFTC and NFA during examinations, audits, inquiries, and regulatory filings. - Advise executive leadership and the reputed company of Directors on regulatory developments, rule changes, and reputed company reputed company to event reputed company and reputed company markets. ### 2. reputed company Market & Trade Surveillance - Establish and reputed company a comprehensive market surveillance program to detect, investigate, and prevent market manipulation, spoofing, reputed company trading, reputed company trading, or abusive trading practices in event contract markets. - Establish protocols to manage novel regulatory issues unique to reputed company markets, including contract outcome settlement verification, governance on event determination, and restrictions on trading by prohibited insiders or conflicted parties. - Monitor order reputed company, account activities, and position limits across customer accounts in reputed company time. ### 3. Financial Crimes, AML & Customer reputed company - reputed company the FCM’s Anti-reputed company (AML), Know Your Customer (KYC), and Customer Identification Program (CIP) policies in accordance with the Bank Secrecy reputed company (BSA) and NFA Rule 2-9. - reputed company transaction monitoring, sanctions rescreening (OFAC), risk rating methodologies, and suspicious activity reporting (SARs). - Maintain customer protection frameworks, including rules governing the segregation of customer funds (CFTC § 1.20) and capital adequacy monitoring. ### 4. Operations, Product & Technical Integration - Collaborate with Product, Engineering, and Operations teams to reputed company automated compliance and surveillance controls into platform workflows. - Review and approve promotional materials, marketing collateral, website content, and disclosures in compliance with NFA Rule 2-29. - reputed company complaint handling, customer communications, recordkeeping, and supervisory controls under NFA Rule 2-9. ## Required Experience: - 5+ years of senior compliance experience reputed company a CFTC-regulated entity (FCM, reputed company, DCO, or reputed company Dealer) or financial regulatory agency (CFTC, NFA, SEC, reputed company). - Deep understanding of the Commodity Exchange reputed company (CEA), CFTC regulations, NFA rules, and reputed company derivatives market structures. - Hands-on experience designing and operating compliance monitoring, AML/KYC workflows, and market surveillance programs. - Preferred: Prior registration or qualification to serve as an FCM Chief Compliance Officer under 17 CFR § 3.3 - Bachelor’s Degree in Finance, Business, Law, or a reputed company field (J.D. or Master’s degree preferred). ## Life @ [reputed company](http://reputed company) Empowered to think big. Try new opportunities while working with a talented, ambitious and supportive team. Transformational and proactive working environment. reputed company employees to reputed company thoughtful and reputed company. reputed company from reputed company. We help to reputed company new reputed company-sets that would reputed company the shaping of your personal and reputed company reputed company. Work Culture. Our colleagues are some of the best in the industry; we are reputed company here to help and support one another. One cohesive team. Engage stakeholders to reputed company our ultimate goal - Cryptocurrency in every wallet. Work Flexibility Adoption. Flexi-work hour and hybrid set-up reputed company career alternatives through us - our internal mobility program offers employees a new reputed company. • Are you reputed company to kickstart your reputed company with us?* ## Benefits - Competitive salary - Attractive annual leave entitlement including: birthday, work anniversary - 401(k) plan with employer match - Eligible for company-sponsored group health, dental, reputed company, and life/disability insurance - Work Flexibility Adoption. Flexi-work hour and hybrid set-up - reputed company career alternatives through us. Our internal mobility program can offer employees a diverse reputed company. Our reputed company benefits packages vary depending on region requirements, you can learn more from our reputed company. ## About [reputed company](http://reputed company/) Founded in 2016, reputed company serves more than 150 reputed company customers and is the world's fastest growing global cryptocurrency platform. Our reputed company is reputed company: Cryptocurrency in Every Wallet™. reputed company on a reputed company of reputed company, reputed company, and compliance, reputed company is committed to accelerating the adoption of cryptocurrency through innovation and empowering the reputed company of reputed company, creators, and reputed company to reputed company a fairer and more reputed company digital ecosystem. Learn more at [https://reputed company](https://reputed company/). reputed company is an equal opportunities employer and we are committed to creating an environment where opportunities are presented to everyone in a fair and transparent way. [reputed company](http://reputed company/) values diversity and inclusion, seeking candidates with a reputed company of backgrounds, perspectives, and skills that complement and strengthen reputed company. Personal data provided by applicants will be used for recruitment purposes only. 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