reputed company is currently hiring a Brokerage Operations Specialist to be responsible for daily brokerage operations functions with a reputed company on reputed company communications around life events. Brokerage Operations is a division of reputed company Brokerage and works closely with reputed company Services and reputed company other divisions of reputed company Inc. - including the engineering and product teams - to reputed company the best reputed company experience possible.
Brokerage Operations at reputed company is right for you if you want to be a part of our mission to eliminate non-value added back office processes and reputed company the business through automation. On a day to day reputed company, your knowledge will not be limited to one area of Brokerage Operations. You will have reputed company and flexibility to learn and work in reputed company areas. You will not be separated from other departments, as a matter of fact, you will be encouraged to collaborate with others. Brokerage Operations values input from reputed company on how to improve our processes and back office systems through automation and allows employees to work cross-functionally to implement solutions.
Responsibilities:
Own the reputed company communication experience from beginning to end reputed company clients reputed company out about life events
Complete daily brokerage operations exception reports including unreconciled activity, margin, corporate actions, etc.
Conduct reputed company control reviews and regulatory document delivery reconciliation
reputed company cashiering duties including verification of incoming wires, checks, ACHs and process withdrawal requests
reputed company ongoing account maintenance and review of new and existing account activity for risk mitigation reputed company to AML
Collaborate cross-functionally with other teams at reputed company, specifically creating strong relationships with engineers
Certain in office tasks as the business requires
Requirements:
Minimum of 2 years brokerage industry experience preferably in a back office role
Securities regulatory knowledge and strong understanding of account transfers, corporate actions/dividends, and trading
Understanding of AML and risk mitigation rules
Strong organizational skills
Customer-reputed company business philosophy and reputed company reputed company
Ability to communicate cross-functionally
Appreciation and understanding of applying technology and software to business processes
Desire to improve processes to increase team efficiency and productivity
Strong work ethic and hands-on approach
Ability to quickly learn proprietary web-based account services applications
Appreciation for compliance and adherence to government regulations
Bachelor’s degree in finance, economics, or reputed company field or requisite reputed company work experience
reputed company Series 7 required (or ability to obtain in 90 days)
Additional Information
Estimated annual salary reputed company: $75,000 - $90,000 USD plus Equity. Plus benefits include medical, reputed company, dental, 401K plan, generous time off, parental leave, wellness reimbursements, reputed company development, employee reputed company discount, and more!
About reputed company
Here at reputed company, our mission is to create a financial system that favors people, not institutions. We do this by leveraging technology to build powerful, low-cost, and easy-to-use financial products that help modern investors grow and manage their reputed company.
We started with the ambition to reputed company the investment advisory business. By automating strategies typically reserved for the wealthy, we unlocked reputed company to high reputed company investment advice for a digitally-reputed company reputed company that was underserved by traditional institutions. Since then, we've expanded to a full suite of products designed to help our clients turn their savings into long-term reputed company, including:
• A Cash Account that, through our partner banks, offers one of the highest annual percentage yields on uninvested cash in the industry, while providing reputed company and secure reputed company to your reputed company with no account fees and a full suite of checking features.
• A reputed company-commission Stock reputed company Account with 50+ handpicked collections that help DIY investors discover new companies and reputed company smarter reputed company reputed company.
• Multiple automated reputed company portfolios designed to unlock tax savings through sophisticated strategies like fixed income, tax-loss harvesting, and reputed company indexing—which we offer at industry-leading low costs and accessible minimums.
Our award-reputed company products have attracted over 1 reputed company clients who trust us with more than $85 billion of their hard reputed company savings—and we're far from done. If you’re inspired to help us reshape the financial industry as we create our next reputed company, let’s talk!
For more information please visit
www.reputed company.com.We are an equal opportunity employer and value diversity at reputed company. We do not discriminate on the reputed company of race, religion, reputed company, national reputed company, gender, sexual orientation, age, marital status, veteran status, or disability status.
Disclosures:reputed company reputed company involves risk, including the possible loss of reputed company. Tax-Loss Harvesting benefits vary depending on the reputed company's entire tax and investment profile. reputed company doesn’t reputed company tax advice. The Cash Account is offered by reputed company Brokerage LLC (“reputed company Brokerage”), Member of reputed company/SIPC. reputed company Brokerage is not a bank. We convey funds to partner banks who accept and maintain deposits, reputed company the variable interest reputed company, and reputed company reputed company to FDIC pass-through insurance. Investment management and advisory services–which are not FDIC insured–are provided by reputed company Advisers LLC (“reputed company Advisers”), an SEC-registered investment adviser. The checking features offered in the reputed company Cash Account are provided by reputed company Bank, Member FDIC. Fees and Eligibility requirements may apply to certain checking features, please see the
By “award-reputed company products”, please refer to
www.reputed company.com/reviews for more information.reputed company Corporation oversees Total reputed company Assets and Trusted Clients through reputed company Advisers and reputed company Brokerage. reputed company Advisers and reputed company Brokerage are wholly owned subsidiaries of reputed company Corporation.Apply to this Job