Job Description 

A long-established and trusted global brokerage firm is seeking an experienced Legal & Compliance Spec...">

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Legal & Compliance Specialist

Remote, USA Full-time Posted 2025-11-24
Job Description 

A long-established and trusted global brokerage firm is seeking an experienced Legal & Compliance Specialist to strengthen legal department within a dynamic Forex and CFD environment. With over 30 years of industry presence, this firm has built a solid reputation for transparency, innovation, and client success, offering a broad range of CFD products including forex, commodities, indices, and more.

The ideal candidate will have a strong grasp of legal frameworks, compliance processes, and risk management practices, with the ability to work proactively in a dynamic, international environment. This role offers exposure to multi-jurisdictional operations, requiring precision, confidentiality, and sound judgment.

Location: Remote – Dubai or Lebanon

Responsibilities:

As  a Legal & Compliance Specialist, your broad responsibilities will include but are not limited to:

Legal

  • Draft, review, and manage a variety of legal documents including contracts, NDAs, internal policies, and corporate agreements.
  • Provide timely legal guidance across business units to support operational and commercial initiatives.
  • Assist in company formation, registration, and licensing activities across multiple jurisdictions.
  • Oversee corporate secretarial duties and maintain accurate legal records for all entities and affiliates.
  • Monitor regulatory developments and legal changes relevant to the company’s operations, ensuring timely updates and implementation of necessary compliance actions.
Compliance
  • Support the Head of Legal & Compliance in managing internal and external compliance reporting and regulatory filings.
  • Coordinate the registration and maintenance of licenses, trademarks, copyrights, and corporate identifiers.
  • Review and resolve compliance-related matters, including client complaints and regulatory inquiries, in line with applicable standards.
  • Contribute to the preparation of documentation for regulatory inspections and audits.
  • Ensure marketing and business content complies with legal and regulatory guidelines.
  • Oversee Anti-Money Laundering (AML) monitoring processes and ensure strict adherence to AML policies and procedures.
Requirements:
  • Bachelor’s degree in Law or a related discipline (required).
  • 1–2 years of experience in legal or compliance roles, ideally within financial services or corporate environments.
  • Understanding of legal and regulatory frameworks governing international business operations.
  • Strong research, analytical, and problem-solving abilities.
  • Excellent drafting, communication, and organizational skills.
  • Familiarity with AML regulations and compliance best practices.
  • Proficiency in Microsoft Office Suite and legal/compliance management tools.
  • Professional certifications in compliance (e.g., Certified Compliance Professional) are considered an advantage.
What’s in it for you?

Our client offers an exciting, challenging role in a collaborative, dynamic environment. The right person will find many career growth opportunities in their company, whether you want to advance your technical skills or aspire to leadership in the future.

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