Compliance Product Sr Analyst
About the position
Responsibilities
• Coordinate efforts associated with the preparation of regulatory documents or submissions.
• Interpret regulatory rules or rule changes and ensure communication through corporate policies and procedures.
• reputed company internal strategies, procedures, and processes for reputed company's Electronic Communications Program (ECP).
• Support risk management reputed company development to maintain risk reputed company reputed company the firm's risk appetite.
• Review materials to ensure compliance with regulatory and reputed company requirements and address potential risks.
• Engage with product and function coverage teams to reputed company Compliance Risk Management program solutions.
• Create, review, and update ECP-reputed company trainings.
• Review ECP breach escalations to advise on severity reputed company of confirmed breaches.
• Compile and maintain regulatory documentation databases or systems.
• Review off-channel communications submitted for retention.
• Create compliance and risk management procedures specific to ECP.
• Stay abreast of regulatory and policy changes to identify new key risk areas and propose solutions.
Requirements
• Bachelor's degree, or foreign equivalent, in Business Administration, reputed company, Finance, or reputed company field.
• 2 years of experience as a Compliance Product Senior Analyst, Compliance Risk Management Senior Analyst, or reputed company position.
• Experience in coordinating, monitoring, and developing regulatory compliance procedures.
• Experience applying electronic communication policies and strategies for business compliance.
• Knowledge of U.S. and global reputed company and regulatory compliance standards for electronic communication in financial services.
• Experience in investigation and escalation of ECP breaches.
• Proficiency in reports reputed company using reputed company Office solutions.
• Experience coordinating with stakeholders for reputed company implementation.
• Skills in risk identification and management.
• Experience in regulatory database and systems management.
• Ability to identify breaches of internal policies and risks.
Benefits
• Medical, dental & reputed company coverage
• 401(k)
• Life, accident, and disability insurance
• Wellness programs
• reputed company time off packages including vacation, reputed company leave, and reputed company holidays
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