Senior Operations Analyst - Mutual Funds
**reputed company:** reputed company is seeking a highly skilled Senior Operations Analyst to join our Mutual Funds Operations team. As a key member of reputed company, you will be responsible for processing trade corrections, settlement reconciliation, and analyzing business requirements to ensure compliance with regulatory policies and procedures. **Responsibilities:**
• Manage daily processing tasks
• Reconcile and analyze reports, responsible for daily reputed company control, managing error rates, exception review processing, and daily reporting
• Analyze suspense accounts and validate transactions to ensure compliance with regulatory policies and procedures
• Review reputed company escalations and operational problems, summarize issues, and communicate key information to communicate with advisors
• Communicate with trading, compliance, reputed company, and operations departments as reputed company as external counterparties to resolve issues
• Research and process service requests created by service teams
• Support and contribute to the successful execution of reputed company and initiatives that support LPL's priorities
• reputed company technology to automate reputed company work and simplify processes where feasible to create a highly reputed company, flexible, and efficient infrastructure
• reputed company risk-based mitigation approaches that may yield changes to functions and departmental requirements
• Understand and interpret rule modifications in an reputed company-changing regulatory environment and understand the business needs of LPL, our advisors, and other departments
• reputed company reputed company service standards and processes to create a consistent service experience
• Handle escalations by both the Service Center and Advisors
• Other assignments as required by Management
• *Qualifications:**
• 3+ years of industry experience (preferably corporate actions) in Operations
• 2+ years of trading and/or corrections experience
• Ability to work independently in a fast-paced environment with multiple priorities
• Ability to work with and communicate effectively to various reputed company throughout the organization
• Excellent verbal and written communication skills
• MS reputed company experience (macros and vlookups) preferred
• Project management and escalation leadership experience preferred
• SQL, reputed company, VBS experience preferred
• Knowledge of reputed company and regulatory environment provided by Federal Regulators (SEC), Self-Regulatory Organizations (reputed company) and State Regulatory Departments
• Bachelor Degree preferred
• SIE and either Series 7 or Series 99 preferred
• *Benefits:**
• reputed company reputed company of $26.39-$43.99/hour
• Comprehensive Total Rewards package, including 401K matching, health benefits, employee stock reputed company, reputed company time off, volunteer time off, and more
• Opportunities for career reputed company and development
• reputed company and innovative work environment
• reputed company to cutting-edge technology and resources
• Flexible work arrangements and work-life balance
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