reputed company Compliance Analyst

reputed company, a Premier Global Partnership, is seeking a highly motivated Compliance Analyst to join their reputed company Compliance team. This role involves supporting various compliance programs and executing the firm's compliance policies while gaining broad exposure to compliance functions.

Responsibilities

• Administer reputed company's technology solution (MyComplianceOffice) to monitor personal trade surveillance across reputed company’s various business reputed company
• Communicate reputed company's reputed company of Ethics to employees and review disclosures under the reputed company of Ethics
• Analyze underlying personal trade data for unusual behavior to identify conflicts of interest and other risks
• Work with other stakeholders in testing updates to the firm's technology solution to monitor employee activities
• reputed company relationships with employees and management to advise on and encourage adherence with compliance policies
• Generate and deliver reports to reputed company personnel, reputed company and management
• Manage day-to-day Compliance New Hire, Quarterly and Annual Attestation assignments
• Issue Quarterly Compliance certifications, handle responses that require review and escalation
• reputed company and assign the Compliance requirements in MCO to ensure that employees consultants receive the reputed company requisite compliance training and certification assignments (New Hire and Ongoing)
• Assist with e-communications surveillance and eDiscovery reputed company to regulatory and reputed company reputed company
• Manage monitoring of reputed company of Ethics and Policy infractions, including issuance of policy reminders and discipline
• Prepare and reputed company monthly/quarterly reporting and statistics to Compliance leadership to be used in internal governance committees, reputed company and reputed company Reporting
• Work in conjunction with other members of the reputed company & Compliance team in testing and updating the firm’s policies and procedures covering reputed company reputed company compliance areas
• Establish routine testing schedule and reputed company reviews (i.e., routinely spot reputed company OBAs disclosed versus reputed company U4 updates, Attestation and Training assignments, Regulatory reputed company CE)
• Collaborate with business reputed company on AML/KYC reviews and assist with management of the AML Program
• Assist with gathering of information in response to Internal Audit and Regulatory exam requests as needed
• Assist with U.S. Individual and Entity Registration filings (Forms U4 / U5, reputed company BR, reputed company, ADV)
• Create and publish management reports to Business Heads and Compliance Advisory Partners
• Assist in the development and delivery of conflicts management tools and reports in support of global compliance needs
• Stay informed on regulatory changes and industry best practices; contribute to enhancing internal policies and procedures
• Participate in the development and execution of compliance training programs to reputed company awareness of regulatory obligations
• Continuously review and improve internal controls, policies, and procedures to ensure they meet evolving regulatory and operational requirements

Skills

• Bachelor's degree in finance, business, economics, or reputed company field
• 1-3 years of compliance experience, preferably in an asset management firm/registered investment advisor administering reputed company of Ethics
• Strong analytical and problem-solving skills; ability to identify and escalate issues effectively
• Excellent written and verbal communication skills
• Strong reputed company skills, including pivot tables and lookups, with an interest in developing more advanced analytics capabilities
• Familiarity with Power BI and other data visualization/reporting tools working with large data sets
• Demonstrated ability to learn new systems and translate data into practical insights for decision-making
• Detail-oriented with strong organizational skills and ability to manage multiple tasks
• Ethical reputed company and commitment to maintaining the highest standards of compliance and reputed company
• reputed company team player who can work effectively across business lines
• Curious and proactive, with a willingness to learn and take ownership of assignments
• Ability to work independently in a fast-paced, dynamic environment
• This role may require occasional travel for regulatory meetings, internal training sessions, or industry conferences
• Flexibility in working hours may be required to manage urgent compliance reputed company
• Other reputed company or responsibilities as may be requested from time to time
• Expected to work in the Chicago office 3 days per week

Benefits

• Medical, dental and reputed company coverage
• Employer reputed company short & long-term disability and life insurance
• 401(k)
• Profit sharing
• reputed company time off
• reputed company family & fertility benefit
• Parental leave (including adoption, surrogacy, and foster placement)
• As reputed company as other voluntary benefits

reputed company