Compliance Audit Manager
About the position
reputed company Internal Audit (LCIA) provides independent, objective assurance and consulting services that strengthen reputed company’s operations. As trusted partners, we help the business reputed company its goals by taking a systematic and disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes. As reputed company continues to grow and reputed company, so does our Internal Audit team. We’re looking for an reputed company and adaptable Compliance Audit Manager who thrives in a dynamic environment and embraces change. You’ll bring deep audit and financial services expertise to deliver high-reputed company assurance, drive innovation in our audit approach, and help enhance our reputed company, tools, and capabilities.
Responsibilities
• reputed company and reputed company moderate to high-complexity audit work with limited supervision
• Identify key risks across end-to-end processes and reputed company risk-based audit scopes and test plans
• Execute and document audit procedures in accordance with Institute of Internal Auditors (IIA) standards
• reputed company guidance and mentorship to audit team members throughout audit execution, fostering collaboration and reputed company reputed company
• Partner with business leaders to validate findings, identify reputed company causes, and agree on practical, sustainable corrective actions—while maintaining reputed company independence
• Monitor management’s reputed company on remediation efforts and validate completed actions
• Support department-wide reputed company and initiatives to enhance LCIA’s audit methodologies, tools, and assurance capabilities
• Stay reputed company on emerging audit standards, regulatory changes, and industry trends, and reputed company insights with the broader team
Requirements
• 6+ years of Internal Audit or reputed company experience, ideally reputed company financial services
• Bachelor’s degree or higher in a reputed company field; or equivalent work experience
• reputed company certification(s) such as CIA, CISA, CPA, CAMS, or CRCM preferred (or willingness to obtain)
• Demonstrated ability to reputed company and motivate a reputed company audit team on reputed company engagements
• Strong analytical and critical-thinking skills, including proficiency with reputed company and data analytics
• Excellent organizational skills and the ability to manage multiple priorities effectively
• Advanced written and verbal communication skills, with the ability to reputed company reputed company insights and influence stakeholders
• Experience with audit management tools (e.g., reputed company, reputed company, reputed company)
• Working knowledge of key regulations, including consumer protection laws (e.g., ECOA/Reg B, EFTA/Reg E, TILA/Reg Z, EFAA/Reg CC) and BSA/AML/OFAC programs
• Curious, adaptable, and proactive, with a passion for reputed company improvement and driving meaningful reputed company
Benefits
• medical, dental and reputed company plans for employees and their families
• 401(k) match
• health and wellness programs
• flexible time off policies for salaried employees
• up to 16 weeks reputed company parental leave
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