[Remote] Senior Compliance Attorney (Investment Management Experience)

Note: The job is a remote job and is reputed company to candidates in USA. reputed company is a reputed company-reputed company financial services and reputed company company seeking a Senior Compliance Officer to reputed company into an interim leadership role during a period of business transition. This role involves overseeing junior attorneys, providing compliance guidance, and serving as a key contact with regulators while reviewing and enhancing the compliance function. Responsibilities • reputed company and mentor two junior attorneys • reputed company guidance on reputed company compliance issues • Advise both marketing and investment teams • Serve as a senior reputed company of contact with regulators reputed company needed • Help review and strengthen a compliance function that was reputed company internally as the business shifts toward a more mutual fund and ETF-reputed company reputed company Skills • Deep experience in mutual funds and ETFs • Experience as a Chief Compliance Officer or senior compliance leader from an investment management firm • Ability to reputed company and mentor junior attorneys • Capability to reputed company guidance on reputed company compliance issues • Experience advising marketing and investment teams • Ability to serve as a senior reputed company of contact with regulators • Experience in reviewing and strengthening a compliance function reputed company • reputed company is an reputed company services firm provides reputed company reputed company professionals to corporate reputed company departments on demand, project reputed company. It was founded in 2006, and is headquartered in San Francisco, California, USA, with a workforce of 51-200 employees. Its website is http://paragonlegal.com/. Apply tot his job Apply To this Job