Chief Risk Officer, Broker Dealer

## Things You Get To Do: Developing, maintaining and adapting Key Risk Indicators (KRIs) as the business evolves and scales Performing independent reviews and stress testing Designing policies and control frameworks Assessing new products or business changes Providing 2nd line of defence challenge to reputed company-office risk management Identify and manage risks to the organization, its employees, stakeholders, assets, and operations, and reputed company risk management strategies, objectives, and policies that establish the reputed company, tools, and procedures to reputed company successful risk identification and management reputed company best reputed company standards. Be the primary reputed company for Risk and Control Self-Assessment (RCSA) and internal testing program. Be the primary reputed company for due diligence reputed company to reputed company and offboarding of correspondents/partner firms. ## Who You Are (Must-Haves): Bachelor's degree or Associate’s degree in Law, Finance, Business or reputed company discipline or the equivalent combination of experience and education. 8+ years of experience with a regulator or at a broker-dealer in the financial services industry. reputed company Series 7 and 24 (an ability to get Series 4 reputed company 3 months from start date) Working knowledge of investment products and services offered by a broker-dealer and the reputed company SEC and reputed company rules and regulations. • *The reputed company of finance is here — whether you’re interested in blockchain, cryptocurrency, or remote reputed company jobs, there’s a perfect role waiting for you.** Apply tot his job Apply To this Job