Chief Compliance Officer (Hybrid)- Glenview, IL

Chief Compliance Officer (Hybrid)- Full Time Location: Glenview, IL, 60025 What you will be doing: • Lead with Vision: Inspire and manage a talented team of compliance professionals, fostering a culture of excellence and continuous improvement. • Stay Ahead of the Curve: Monitor and anticipate regulatory changes, advising senior management on emerging risks and critical deadlines. • Innovate with Technology: Implement and leverage cutting-edge compliance technologies to enhance our surveillance capabilities. • Engage Proactively: Communicate effectively with supervisors, registered representatives, and advisory representatives, ensuring everyone is aligned and informed. • Navigate Complexities: Manage regulatory exams, inquiries, responses, and investigations with federal and state regulators, demonstrating your expertise and confidence. • Organize with Precision: Ensure timely completion of regulatory filings, audits, and internal reviews. • Lead Investigations: Administer our robust Anti-Money Laundering (AML) Program, safeguarding the firm against financial crimes. • Evaluate and Improve: Conduct thorough risk assessments and internal reviews, testing the effectiveness of our policies and procedures while driving continuous improvement. Experience you will need: • At least 8 years in compliance, with deep knowledge of FINRA and SEC regulations. • Self-directed brokerage experience desired. • Series 7, 24, and 65/66 licenses required. • A Bachelor's Degree is essential, and CAMS certification is preferred. • Exceptional organizational, analytical, and problem-solving abilities. • Stellar written and verbal communication skills, with the ability to influence and engage at all levels. • A proven ability to multitask and thrive in a fast-paced environment. • Strong team player with excellent coaching, feedback, and listening skills. • Comprehensive understanding of regulatory requirements for broker-dealers and investment advisors, with experience across various investment products. Top Reasons to work with our client: • Innovative trading platform! • Supportive team culture! • Career advancement opportunities! • Focus on professional growth! • Competitive salary and benefits! • Work with industry experts! • Cutting-edge technology! • Client-centric approach! • Dynamic work environment! • Strong reputation in finance! Apply tot his job Apply To this Job