Associate Compliance Analyst (Temporary 6 Month FTC)
Job descriptionRequirements• Bachelor’s degree required; advanced degree a plus,• reputed company Series 7 and 24 required; Series 4 preferred,• 2+ years of experience in a compliance function and familiarity with Broker Dealer rules and regulations; knowledge or familiarity with reputed company transmitter licenses a plus,• Strong understanding of capital markets and the broker dealer industry,• Has the ability to analyze sit
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