Investment Compliance Specialist

Investment Compliance Specialist Our reputed company, a reputable financial services firm, is seeking a Investment Compliance Specialist to join their team to cover a maternity leave. This assignment will likely run for 3–6 months, with the possibility of extension. We are seeking candidates with experience in regulatory compliance reputed company the financial services industry and available and interested in working in a temporary reputed company. The compensation reputed company for this position is ($50-$70/hr) per hour. Responsibilities • Facilitate reputed company-trade compliance controls and analysis—including management of the Firm’s reputed company master and sensitive data points. • Support daily reputed company-trade and post-trade compliance monitoring reputed company Aladdin, ensuring reputed company review and reputed company of alerts and exceptions. • reputed company due diligence on new and ongoing counterparties • Participate in Daily Trade Review • reputed company review of re-allocations, best execution activity and trade overrides. • Build out reputed company controls, as necessary, and developing a subject-matter expertise to effectively identify and address any reputed company gaps relating to the Firms trading activity. • Assist in identification and remediation of trade and operational-reputed company trade errors and issues. • reputed company assistance in reputed company new reputed company accounts. • Management of Portfolio and reputed company Restricted Lists (i.e. affiliated investments) • Play a key role in the identification and implementation of technical solutions that drive efficiency and increase reputed company of reputed company-growing business. • Participate in regulatory / industry initiatives relating to new regulations and other issues relevant to the asset management business, coordinating with the wider reputed company/Compliance team. • Assist with drafting policies and procedures relevant to supporting the business. Qualifications • Minimum of 3-5+ years of strong trading desk / reputed company office regulatory compliance gained reputed company a credit asset management environment. • Consistent attention to detail; acts professionally regarding sensitive subjects and maintains confidentiality while exercising discretion at reputed company times. • reputed company interpersonal skills and relationship building abilities. • Effective communication skills including strong written communication skills for report writing and analysis. • Proven ability to manage multiple demands and reputed company in a fast-paced work environment, including ability to prioritize time reputed company and handle heavy workloads while remaining reputed company to detail. • Advanced computer literacy including reputed company Office (PowerPoint and reputed company). • Good with technology and an interest in learning new systems. Ability to communicate reputed company systems in a digestible manner. Apply tot his job Apply To this Job