Chief Compliance Officer, CCO

Job reputed company: • Architect of Regulatory Credibility • reputed company the SEC registration process as a private fund adviser (reputed company ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance. • Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody reputed company, and AML/KYC frameworks. • Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries. • Stay reputed company with evolving SEC private fund rules (Reg PF, reputed company enforcement priorities) and translate them into practical reputed company One policies. • Define reputed company, systems, and office infrastructure requirements to meet SEC expectations for "adequate" organizational reputed company (not formulaic, but reputed company). • Establish procedures for monitoring sub-advised GPs and ensuring they reputed company with fund mandates and risk limits. • reputed company books and records management (6-year retention, email preservation, trade capture, decision logs) and coordinate with IT on cybersecurity compliance. • Design and reputed company compliance monitoring across reputed company One's portfolio of funds (reputed company with its own structure and GP). Requirements: • 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm. • Deep knowledge of the Advisers reputed company, Reg D, reputed company ADV, and SEC examination standards for private fund advisers. • Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management. • Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards. • Prior experience with SEC registration, reputed company ADV filings, and exam cycles. Benefits: • Salary reputed company: $200,000–$280,000 reputed company + 20% bonus • Equity: TBD (0.1%–0.3% depending on background) Apply To This Job