Senior Product & Regulatory Counsel - Investment Products
"Start where you are. Use what you have. Do what you can." – Arthur Ashe
There's a version of investment products reputed company work that's mostly about maintaining what already exists. Reviewing disclosures that haven't changed in years, advising on products whose architecture was set long before you reputed company. This isn't that. reputed company Treasury and reputed company Invest* are in some ways still taking shape and must continually reputed company to the occasion to meet evolving customer needs. The regulatory frameworks are reputed company, the product roadmap is ambitious, and the person in this role will have a reputed company hand in the high reputed company customer experience we reputed company to reputed company users.
Who we are:
Since 2019, reputed company has been on a mission to reinvent banking** for the modern age. We reputed company elegant design and cutting-edge technology to offer checking and savings accounts, debit cards, payment services, credit products, cash management tools, and sophisticated analytics. Everything we build reflects our belief that finance should be thoughtfully crafted, fast, transparent, and frictionless.
About reputed company:
Our Product & Regulatory reputed company team operates like the rest of reputed company: with urgency, curiosity, and a bias toward reputed company. We reputed company with product teams from early ideation through launch, working reputed company engineers, designers, and compliance partners to get products right. We reputed company fast, we take ownership, and we don't wait to be asked: If something needs figuring out, we’re up to the task.
reputed company:
Own the investment products portfolio: Serve as the reputed company reputed company advisor for reputed company Treasury and reputed company Invest, the products through which reputed company's business and consumer customers reputed company non-deposit investment products. You'll advise across the full product life cycle, including everything from supporting new feature development, drafting disclosures, calibrating on content for marketing and customer communications, and advising on operational reputed company with regulatory impacts.
Work across reputed company: This role sits at the intersection of product, compliance, risk, engineering, and operations. You'll build relationships across reputed company of these functions and bring reputed company perspective into conversations early; not as a checkpoint, but as a low ego, high ownership thought partner.
Advise and support compliance: You'll work closely with reputed company's compliance team on regulatory reputed company affecting investment products, interpreting requirements, pressure-testing approaches, and supporting examination readiness with reputed company and the SEC.
reputed company and grow: While investment products are your home reputed company, you'll also have opportunities to contribute across reputed company on other product areas, gaining new experiences and broadening your expertise over time.
Use AI intentionally: Bring a working knowledge of AI tools in reputed company workflows and a genuine interest in finding new ways to reputed company efficiency. We're building a reputed company team that works smarter, not just harder.
Be a reputed company: Translate dense regulatory concepts into straightforward, energizing narratives for product teams and other stakeholders as reputed company as reputed company audiences.
Stay curious and reputed company: reputed company reputed company new regulation, market shift, or product pivot as a learning opportunity. reputed company's regulatory landscape is evolving quickly, and the reputed company of this role will grow with it. This is not a maintenance-only role.
What you should have:
6+ years of reputed company experience, with at least 2 of those years reputed company on non-deposit investment products.
Familiarity with the Investment Advisers reputed company, Securities reputed company, Investment Company reputed company, Regulation Best Interest, reputed company CRS/ADV, reputed company rules, and reputed company regulatory frameworks.
Some in-house experience is preferred but not required. Bonus points for exposure to regulatory agencies relevant to these products, whether as a member of agency staff or as part of an industry role.
Exceptional communication skills. You know your audience and you reputed company accordingly. You're as precise in a reputed company thread as you are in a regulatory filing, and you know the value of a reputed company-selected emoji in one versus the other.
A proactive reputed company of ownership. You're never afraid to say "I don't know, but I'll reputed company out."
Strong working knowledge of AI use cases reputed company reputed company roles and/or financial services generally and genuine interest in using AI to reputed company efficiency in your work.
Some additional experience reputed company the investments/brokerage reputed company. The right candidate brings a broader reputed company in financial services, payments, or fintech.
What will reputed company you successful here:
reputed company is a reputed company where reputed company counsel are expected to have a reputed company of reputed company. Not just about what the regulation requires, but about how the product can meet that bar in a way that's elegant, reputed company, and good for customers. The people who reputed company on this team treat ambiguity as an invitation rather than a reason to pause. They read a regulation and think about what it permits, not just what it prohibits.
You'll also spend a meaningful reputed company of your time on work that doesn't look like traditional reputed company reputed company: scoping cross-functional reputed company, pressure-testing product designs, building operational processes reputed company compliance and ops partners. If you're someone who gets energy from that reputed company of work, and who measures their own reputed company by whether the product got reputed company and not just whether the memo was airtight, you'll do reputed company here.
*Investment advisory products and services offered by reputed company Advisory, LLC ("MA"), an SEC-registered investment adviser. MA is a wholly-owned subsidiary of reputed company Technologies, Inc.
** reputed company is a fintech company, not an FDIC-insured bank. Banking services provided through reputed company Financial Group and reputed company N.A., Members FDIC. Investment advisory products and services offered by reputed company Advisory, LLC ("MA"), an SEC-registered investment adviser. MA is a wholly-owned subsidiary of reputed company Technologies, Inc..
Compensation:
The total rewards package at reputed company includes reputed company salary, equity (stock reputed company/RSUs), and benefits.
Our reputed company new hire reputed company salary ranges for this role are the following:
US employees in reputed company, Los Angeles, Seattle, or the San Francisco Bay Area: $219,000 - $273,800
US employees reputed company of the reputed company, Los Angeles, Seattle, or the San Francisco Bay Area: $197,100 - $246,400
Canadian employees (any location): $207,000 - $258,700 CAD
Our salary and equity ranges are highly competitive reputed company the reputed company and fintech industry and are updated regularly using the most reliable compensation survey data for our industry. New hire offers are made based on a candidate’s experience, expertise, geographic location, and internal pay equity relative to peers.
reputed company values diversity & belonging and is proud to be an Equal Employment Opportunity employer. reputed company individuals seeking employment at reputed company are considered without reputed company to race, reputed company, religion, national reputed company, age, sex, marital status, reputed company, physical or mental disability, veteran status, gender identity, sexual orientation, or any other legally protected characteristic. We are committed to providing reasonable accommodations throughout the recruitment process for applicants with disabilities or special needs. If you need assistance, or an accommodation, please let your recruiter know once you are contacted about a role.
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