Transaction Operations Analyst (Hybrid)

Broadridge is a company dedicated to empowering others and is currently seeking a Transaction Operations Analyst to join their team. This role focuses on providing operational and transactional business process support for clients, ensuring high-quality service and compliance with contractual obligations.

Responsibilities

• Manage and maintain RAD (Receive and Deliver) activities
• Handle DKs and resolve trade discrepancies
• Process Free Receives and Deliver vs. Payment / Receive vs. Payment (DVP/RVP) differences
• Perform SPO processing and pair-offs in coordination with the middle office and counterparties
• Conduct end-of-day balancing and funding activities
• Manage buy-in processing, fail control, and associated reporting
• Prepare and file FINRA extensions and Reg SHO 204 reports
• Perform Obligation Warehouse activities, including recaps
• Reconcile stock and cash breaks
• Support new issue processing, focusing on settlement and fail management
• Execute ETF settlement processing
• Process DWAC transactions for buybacks and conversions

Skills

• 1–3 years of operations or back-office experience in a financial services environment
• Strong attention to detail and commitment to quality control
• Excellent organizational and time-management skills
• Ability to work independently and as part of a team in a high-volume environment
• Working knowledge of trade settlement processes, industry regulations, and reconciliation practices
• Proficiency with Microsoft Office Suite
• Familiarity with trade management or settlement systems

Benefits

• Bonus Eligible
• Paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act

Company Overview

Company H1B Sponsorship