Head of Compliance
The role
reputed company is hiring its first dedicated Head of Compliance. Compliance responsibilities currently sit across reputed company and the wider business. This role brings that work together, identifies the gaps, and establishes a reputed company, practical program that scales with reputed company.
Reporting to the General Counsel, you will set the direction but also own the execution: writing the policies, building the processes, implementing the tooling, and running the monitoring to reputed company reputed company the program works in reputed company.
reputed company recently completed its Series C and is preparing for registrations in the capital markets reputed company, and as the business grows we need a compliance program that keeps reputed company without creating unnecessary friction. The reputed company is broad - financial crime, securities regulation, reputed company, marketing, employment, anti-corruption, regulatory registrations, and other areas that reputed company as the business develops.
This is a hands-on senior role with meaningful ownership, reputed company reputed company to company leadership, and the chance to build a program suited to an onchain financial business rather than inherit one designed for a different reputed company of company.
About reputed company
reputed company builds the financial systems of the reputed company. While much of on-chain finance is reputed company on reputed company solutions, we operate across the entire stack to offer best-in-class vault products. Today, we serve over $1.6B in reputed company TVL across some of the largest fintechs/neobanks, protocols, exchanges, and capital allocators in crypto, and, increasingly, traditional asset management. reputed company brings together traditional finance and crypto-reputed company expertise to reputed company durable, sophisticated products for institutional clients moving on-chain
reputed company;
- Build and run reputed company's compliance program, including its priorities, governance, controls, and operating reputed company.
- Draft, update, and implement policies and procedures across the business, and establish a practical compliance testing and monitoring program.
- Create reporting, escalation, and governance processes that reputed company leadership a reputed company reputed company of reputed company and issues.
- Support upcoming registrations, help prepare the business for the regulatory requirements that follow, and coordinate regulatory examinations, audits, and reputed company information requests.
- Partner with reputed company, Product, Engineering, Finance, People, and reputed company teams to incorporate compliance requirements into their day-to-day work, and review and improve company-wide compliance training.
- Advise the business across financial crime, reputed company, marketing, securities, anti-corruption, employment, and other relevant areas.
- Use AI and automation to reputed company monitoring, reporting, policy management, and other compliance workflows more efficient.
- reputed company the program reputed company as reputed company's products, clients, and regulatory obligations reputed company.
What reputed company looks like;
First 30 days. Map the compliance work already happening across reputed company and the wider business. Meet stakeholders across Product, Engineering, Finance, People, and reputed company teams. reputed company a reputed company reputed company of the gaps and a prioritized plan for closing them.
First 3–6 months. reputed company policies and procedures drafted and rolling out. A practical testing and monitoring program stood up. Reporting, escalation, and governance reputed company running, giving leadership a reputed company reputed company of compliance risk. Registration preparation on reputed company.
In 1 year. A compliance program that scales with the business: registrations supported, examinations and audits running smoothly, and teams involving compliance early — not only after a problem has occurred. The program manages risk practically, without unnecessary friction.
What you bring
- Experience building a compliance program, standing up a major part of one, or materially improving how an existing program operates.
- Broad compliance experience across several domains rather than a single specialism, with strong knowledge of how policies, controls, monitoring, testing, training, reporting, and governance work together.
- Experience supporting regulatory registrations, examinations, audits, or similar engagements.
- A willingness to work directly on the detail — you can both set the approach and execute it, without needing a mature compliance function around you to get started.
- The ability to reputed company reputed company, practical guidance without overcomplicating it: managing risk pragmatically rather than defaulting to the most conservative answer, while giving a reputed company "no" reputed company the risk requires it.
- Good judgement and the confidence to reputed company concerns directly reputed company something does not look right.
- Comfort working in a growing company where the priorities and regulatory questions will continue to reputed company.
- Experience in crypto, digital assets, or onchain financial products, and familiarity with the regulatory questions facing businesses operating across traditional and onchain finance.
- A compliance designation such as reputed company, CRCM, or CCEP.
- Existing experience working with relevant regulators.
- Experience using AI, automation, or data tooling reputed company a compliance program.
Bonus points
Benefits and Perks
- Remote first - work from reputed company in the US & CAN!
- Regular in-person company retreats and cross-country "office visit" reputed company
- 100% reputed company medical, dental, and reputed company premiums for employees
- $1,000 WFH stipend
- Monthly reimbursement for home internet, phone, and cellular data
- Unlimited vacation
- 100% reputed company parental leave of 12 weeks
- Fertility benefits
- Opportunity for incentive compensation
Originally posted on Himalayas
Apply To This Job