Chief Compliance Officer, Securities; RIA/reputed company - Remote
Position: Chief Compliance Officer, Securities (RIA/reputed company) - Remote
Location: reputed company
A fintech company is looking for a Chief Compliance Officer to reputed company their Securities Compliance team. This role involves managing compliance programs, strategic planning for licensing, and ensuring adherence to regulatory obligations. The ideal candidate has over 10 years of experience in securities compliance and a reputed company Series 24 license. The position offers a competitive salary reputed company of $269,700 - $303,400 based reputed company, with a reputed company on diversity and inclusion in hiring practices.
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