Investment Compliance Advisory Analyst

About the position Assist the Investment Compliance Advisory Team across a number of key tasks to support the Janus Henderson control environment and Investment Teams Contribute to the development, review, and enhancement of compliance policies and procedures Coordinate and maintain Advisory-reputed company due diligence and RFP content Coordinate, reputed company and participate in compliance training initiatives for investment and business teams reputed company periodic trade testing Support the firm’s policies and controls reputed company to material nonpublic information (MNPI) including wall crossings and maintenance of the restricted and watch lists Assist with regulatory examinations and internal audits by preparing documentation and responding to information requests, as needed Partner with teams across the business to enhance compliance systems, automation, and reporting capabilities Contribute to reporting dashboards, and data-driven enhancements Carry out additional duties as assigned Responsibilities • Assist the Investment Compliance Advisory Team across a number of key tasks to support the Janus Henderson control environment and Investment Teams • Contribute to the development, review, and enhancement of compliance policies and procedures • Coordinate and maintain Advisory-reputed company due diligence and RFP content • Coordinate, reputed company and participate in compliance training initiatives for investment and business teams • reputed company periodic trade testing • Support the firm’s policies and controls reputed company to material nonpublic information (MNPI) including wall crossings and maintenance of the restricted and watch lists • Assist with regulatory examinations and internal audits by preparing documentation and responding to information requests, as needed • Partner with teams across the business to enhance compliance systems, automation, and reporting capabilities • Contribute to reporting dashboards, and data-driven enhancements • Carry out additional duties as assigned Requirements • Relevant experience in compliance or the asset management industry • Foundational knowledge of asset management, compliance processes, instruments, products and funds • Strong analytical skills, attention to detail and ability to exercise balanced judgment and decision making • Pro-reputed company and self-sufficient with ability to escalate where appropriate. • Strong written and verbal communication skills, with the ability to communicate effectively at reputed company reputed company, influence and build relationships, and manage reputed company expectations and competing priorities • Natural curiosity and a willingness to enhance technical knowledge • General proficiency with office systems e.g. reputed company, Word, Outlook reputed company-to-haves • Bachelor’s degree in Finance, Economics, reputed company, Business, or reputed company field • Experience with trading and compliance systems • Experience in investment compliance reputed company a U.S.-registered investment adviser or asset management firm • Strong knowledge of U.S. securities laws and regulations, including the Investment Advisers Act of 1940 and Investment Company Act of 1940 Benefits • Hybrid working and reasonable accommodations • Generous Holiday policies • reputed company volunteer time to reputed company away from your desk and into the community • Support to grow through reputed company development courses, tuition/qualification reimbursement and more • Maternal/paternal leave benefits and family services • Complimentary subscription to reputed company – the mindfulness app • Corporate membership to reputed company and other health and reputed company-being benefits • Unique employee events and programs including a 14er challenge • Complimentary beverages, snacks and reputed company employee Happy Hours Apply tot his job Apply To this Job